1 Reprinted with Permission 2 ------------------------- 3 4 5 6 The ARTFL Project Newsletter 7 Volume 8, Number 1 - Winter 1992-93 8 9 American and French Research on the 10 Treasury of the French Language 11 12 ARTFL is a cooperative project between: 13 Centre National de la Recherche Scientifique and 14 The University of Chicago 15 16 17 18 Particular Vices in Decent Expressions 19 20 Who uses this thing, anyway? And how? 21 22 Over the past years use of the ARTFL database has con- 23 tinued to increase steadily. From eight subscribing insti- 24 tutions in 1988, the ARTFL Consortium has grown to over 25 forty institutions in the United States and Canada. We are 26 beginning to see its impact on both teaching and scholar- 27 ship. Teachers and researchers turn to it to trace the 28 introduction and development of new concepts and the rework- 29 ing of old ones over time; to study the crystallization of 30 ideas in key terms; to examine patterns and shifts in 31 language use; to look at the dynamics at work between par- 32 ticular texts and more general usage; and, more simply, to 33 help students get a better sense of the language. The fol- 34 lowing articles give some examples of the ways scholars are 35 putting the ARTFL database to work in their research and in 36 the classroom. The methods and "ideologies" range widely; 37 from using philological techniques to studying intertextual- 38 ity, from demonstrating the originality of a writer to cele- 39 brating the death of the author. 40 41 I would like to thank the authors of these articles for 42 their contributions and invite other users to send to ARTFL 43 descriptions of how they have used the database in their 44 research and teaching. Understanding the ways in which peo- 45 ple use the database as well as the problems encountered in 46 working with it and ideas for different types of uses is 47 important for us in determining how the database should grow 48 and what new tools and access methods to develop. 49 50 Robert Morrissey, Director 51 52 53 54 55 56 57 58 59 60 61 62 63 December 2, 1992 64 65 66 67 68 - 2 - 69 70 71 Table of Contents 72 73 RESEARCH 74 75 Daniel Gordon, Governing Ideas: A Philological Approach 76 to the Age of Enlightenment 77 Keith Baker, Public Opinions and Revolutionary 78 Thoughts: Searching for Eighteenth-Century 79 Political Culture. 80 Geoffrey Wall, _Amboche, Masure, Nankins_: Coming to Terms 81 with _Madame Bovary_. 82 83 CLASSROOM 84 85 William Winder, _La puce a` l'oreille_: Enigmatexts at 86 the University of British Columbia 87 Michel Grimaud, Being Proper: ARTFL in Undergraduate 88 Teaching Wellesley College. 89 Jean-Claude Carron, The Nitty Gritty: ARTFL in the 90 Introduction to Literary Studies at UCLA 91 Announcements 92 93 94 RESEARCH 95 96 Governing Ideas: A Philological 97 Approach to the Age of Enlightenment 98 99 The ARTFL database has been a great resource for me in 100 my research on the moral and political vocabularies that 101 were invented in the Enlightenment. Works such as 102 Voltaire's _Dictionnaire philosophique_ and the 103 _Encyclope'die_ of Diderot and d'Alembert indicate that the 104 creation of a new moral and political lexicon was a central 105 concern of the philosophes. Rousseau wrote, "Every estate 106 and every profession has its own dictionary that defines its 107 particular vices in decent expressions." Rousseau and oth- 108 ers sought to replace inaccurate and deceitful language with 109 a new and enlightened terminology. Historical semantics is 110 thus a useful method for approaching the Enlightenment 111 because Enlightenment authors themselves viewed their role 112 in semantic terms. It is also a useful method for intellec- 113 tual history in general because it provides a concrete way 114 of referring both to intellectual innovation and to the com- 115 mon intellectual orientation of a large number of writers 116 over a long timespan. 117 118 The ARTFL database has been valuable to me as a tool 119 for tracing the usage of particular words that seem to have 120 been central in the preferred lexicon of the _philosophes_. 121 I have focused mainly on the language of politeness -- terms 122 such as _sociabilite'_, _civilite'_, and _politesse_ which 123 Rousseau used with great ambivalence but which most Enlight- 124 enment philosophers used with great conviction. The 125 126 127 128 December 2, 1992 129 130 131 132 133 - 3 - 134 135 136 database makes it possible to test hunches and hypotheses 137 efficiently. For example, the _Encyclope'die_ was the first 138 French dictionary to include the word _sociabilite'_. Does 139 this mean that the term had been recently coined and that 140 the editors of the _Encyclope'die_ were consciously trying 141 to confer legitimacy on a new word or concept? How does the 142 definition of _sociabilite'_ in the _Encyclope'die_ resemble 143 or differ from previous usages? Is it possible that the 144 term _socie'te'_ from which _sociabilite'_ derives, a term 145 that has become so ubiquitious that we can scarcely imagine 146 its non-existence -- is it possible that this term was also 147 put into circulation by Enlightenment authors? (This last 148 question, which was suggested to me by Keith Baker, has 149 become the basis of collaborative research.) By searching 150 the ARTFL database for occurences of _sociabilite'_ prior 151 to the publication of the _Encyclope'die_ and searching the 152 entire database for occurences of _socie'te'_, I have gained 153 information that allows these broad questions to be 154 approached precisely. 155 156 Recently, I came across an interesting remark of Lucien 157 Febvre, who was an advocate of the study of words. The 158 value of tracing the evolution of words, he wrote, is that 159 "they reach us pregnant, one might say, with all the history 160 through which they have passed. They alone can enable us to 161 follow and measure...the transformations which took place in 162 those governing ideas which man is pleased to think of as 163 being immobile because their immobility seems to be a 164 guarantee of his security." The ARTFL database has allowed 165 me to confirm that a number of terms which we utter uncons- 166 ciously were consciously invented and put into circulation 167 in the Enlightenment. (Daniel Gordon's _The Idea of Socia- 168 bility in Pre-Revolutionary France_ will be published by 169 Princeton University Press in 1993.) 170 171 Daniel Gordon 172 Harvard University 173 174 175 Public Opinions and Revolutionary Thoughts: Searching for 176 Eighteenth-Century Political Culture. 177 178 Over the years, I have used ARTFL in a number of 179 research projects on the history of French political cul- 180 ture. My use of the database has been relatively straight- 181 forward and unsophisticated, but I have found it extremely 182 helpful. Generally speaking, I have searched the database 183 for occurrences of terms relevant to particular political 184 concepts. The searches have helped me to identify works 185 relevant to my project that I would not have anticipated, as 186 well as making it easier to find key occurrences of terms in 187 works that were obviously relevant. They have demonstrated 188 shifts in the frequency of the uses of important terms in 189 the database over relatively long periods of time. They 190 191 192 193 December 2, 1992 194 195 196 197 198 199 - 4 - 200 201 202 have also suggested evidence for changing uses of these 203 terms within differing discursive configurations. 204 205 One of the earliest uses I made of the database was for 206 a study of the idea of "public opinion" in eighteenth- 207 century France, first published in 1987 and subsequently 208 reprinted in my work, _Inventing the French Revolution_ 209 (Cambridge, 1990). At that time, it was not possible -- as 210 it now would be -- to search the database for co-occurrences 211 of the terms _opinion_ and _publique_. Instead, we had to 212 search for occurrences of _opinion_ more generally, and then 213 find out which of these occurrences actually combined _opin- 214 ion_ with _publique_. The procedure was somewhat cumber- 215 some, but it was enormously useful in identifying 216 occurrences of _opinion publique_ in the database for 217 further analysis, in suggesting a tentative chronology for 218 the usage of the term in eighteenth-century France, and in 219 illustrating the traditional associations of _opinion_ with 220 uncertainty, instability, and disorder -- associations that 221 were rapidly changed when mere _opinion_ was transformed (as 222 it was during the third quarter of the eighteenth-century) 223 into the rational authority of of _opinion publique_, the 224 new tribunal to which all political actors were compelled to 225 appeal. 226 227 Another project in which I had valuable recourse to 228 ARTFL was a study of the idea of "revolution" in prerevolu- 229 tionary France, first published in 1988 and also reprinted 230 in _Inventing the French Revolution_. Searching the database 231 for _re'volution_ produced an enormous amount of informa- 232 tion. It revealed important occurrences in works I would 233 not otherwise have investigated, as well as ensuring that I 234 did not miss occurrences in works I already knew to be cru- 235 cial (Mably's _Observations sur l'histoire de France_, for 236 example). It also provided the basis for the following 237 table, adapted from _Inventing the Revolution_, p. 346: 238 239 Frequency of occurrences of _re'volution(s)_ 240 in the ARTFL database (1986) 241 242 243 Date Number of Number of words Frequency 244 per 245 occurrences in corpus 1,000 words 246 247 1600-99 152 18,269,513 .0083 248 1700-99 2,526 37,499,880 .0673 249 250 1700-50 392 12,805,037 .0306 251 1751-70 782 10,879,911 .0718 252 1771-89 504 10,651,996 .0473 253 1789-99 848 3,162,936 .2681 254 255 Of course, as I pointed out in presenting the table, the 256 ARTFL database is not, in any strict statistical sense, a 257 258 259 260 December 2, 1992 261 262 263 264 265 - 5 - 266 267 268 representative sample of French works published during the 269 seventeenth- and eighteenth-centuries. One cannot therefore 270 extrapolate directly from the frequency of the term 271 _re'volution_ in the database to its popularity in French 272 discourse as a whole. Nonetheless, the increase of 273 occurrences of the term within the database, between the 274 seventeenth- and eighteenth-centuries, is really quite 275 striking. It does suggest, along with other evidence, that 276 "revolution" was becoming an increasingly important category 277 of historical understanding in France well before the events 278 that were so quickly apprehended in 1789 as "The French 279 Revolution." I also tried in my study to identify the com- 280 peting meanings of _re'volution_ in prerevolutionary politi- 281 cal discourse and to show how the French Revolution was 282 invented as a series of improvisations upon them. More 283 recently, Daniel Gordon and I have been collaborating on 284 research in the idea of society in the French Enlightenment. 285 286 I have learned much from ARTFL and expect to be able to 287 learn much more in the future. Allow me to conclude by 288 thanking the ARTFL staff for their generous help over the 289 years, and to acknowledge the particular assistance of Kent 290 Wright and Matthew Levinger in the searches they have so 291 readily carried out for me. 292 293 Keith Baker 294 Stanford University 295 296 297 _Amboche, Masure, Nankins_: Coming to 298 Terms with _Madame Bovary_. 299 300 After four years' work, I have just finished a new 301 translation of Flaubert's _Madame Bovary_. As well as the 302 usual array of translator's tools--the various dictionaries, 303 the thesaurus and the encyclopedia, I have been using ARTFL. 304 305 It has helped me in three ways. 306 307 First of all, it meant that I could easily generate a 308 voluminous file of quotations systematically, illustrating 309 the semantic field of key words in Flaubert's text. For 310 example, I searched the fiction and the correspondance for 311 instances of "nerfs" and "nerveux": an obvious case of a 312 word which carries a special thematic charge for Flaubert. 313 There were less obvious instances too, such as "abandonner," 314 "langueur," and "songer." All of these were used quite dis- 315 tinctively. ARTFL supplemented and refined my intuitive 316 sense of their meaning, helped me to make confident and con- 317 sistent decisions in my translation of recurrent words. 318 319 Second, there were other kinds of words, such as 320 "amboche," "masure" and "nankins." They raised different 321 problems: of connotation, of cultural history. The 322 323 324 325 December 2, 1992 326 327 328 329 330 331 - 6 - 332 333 334 dictionaries and the encyclopedias didn't give enough exam- 335 ples of their use to answer the questions I was asking. 336 ARTFL could do it, rapidly and exactly. 337 338 Third, when writing my introduction I wanted to say 339 something about (for example) Flaubert's opinions on hys- 340 teria. ARTFL confirmed my intuition that the word "hys- 341 teria" did not occur in the text of _Madame Bovary_. And it 342 revealed, simultaneously, how much thought Flaubert had 343 given to the question of hysteria, how informed he was con- 344 cerning the emergent domain of psychopathology. 345 346 I think we are just learning how to use ARTFL as an 347 instrument of research. Our intellectual formation in the 348 pre-electronic era means that we still do not, in general, 349 try to follow up any of those criticial intuitions that 350 would once have required weeks of drudgery to substantiate. 351 We are learning, belatedly, to ask the right questions. 352 (Geoffrey Wall's translation of _Madame Bovary_ was pub- 353 lished by Penguin Books in September, 1992.) 354 355 Geoffrey Wall 356 University of York 357 358 359 360 CLASSROOM 361 362 363 _La puce a` l'oreille_: Enigmatexts at 364 the University of British Columbia 365 366 French 500 is a methodology and bibliography course 367 offered to beginning masters and doctoral candidates at 368 UBC's French Department. Much of the course is devoted to 369 the traditional questions, procedures, and tools of humani- 370 ties graduate work, i.e. thesis format and goals, the 371 library and its printed reference materials, and terminolog- 372 ical and methodological conventions for linguistic and 373 literary studies. Students are also presented a variety of 374 electronic research tools: electronic mail, electronic dis- 375 cussion lists, optical scanners, word processors, biblio- 376 graphical databases, terminological databases, text analysis 377 software, grammar correction software, etc. 378 379 Among these electronic tools, the ARTFL database is 380 perhaps the most important for French studies. Accordingly, 381 students are asked to complete a number of practical exer- 382 cises in order to gain a more thorough understanding of its 383 uses and limits. Some examples of exercises are: 384 385 Use ARTFL to compare the value of "e^tre paru" and "avoir 386 paru" in the sense of "published": is there any difference 387 in meaning? 388 389 390 391 December 2, 1992 392 393 394 395 396 397 - 7 - 398 399 400 Study the evolution of the fixed expression "puce a` 401 l'oreille": how is it used over the centuries and what is 402 its syntactic distribution? 403 404 Compare the role of "vin" and "champagne" in Maupassant and 405 Zola. What are the connotations of these words, and what 406 role do they have in the text? 407 408 Construct a thematic field for Flaubert's "Un coeur simple"; 409 does this field appear in other works? 410 411 Finally, perhaps the most ambitious exercise of the 412 course consists in finding the source of unidentified quota- 413 tions of varying length, called "enigmatexts". Students are 414 asked to find the exact edition that the quotation was taken 415 from, using whatever means possible. ARTFL is one particu- 416 larly effective tool for this exercise, but not the only 417 one, and it is often instructive to compare the different 418 approaches to the problem. For example, faced with the unti- 419 tled passage "Par la fene^tre losangique d'une gui^rite de 420 gardien, je suivais le chapeau panama dans les alle'es du 421 Luxembourg", one student judiciously looked in the _TLF_ 422 under "losangique" and found that passage as an attestation. 423 Finding this double path to the text served as an excellent 424 illustration of the circulation of information between 425 reference texts and primary sources: such explorations 426 reveal the dictionary-like dimension of textual databases, 427 and the textual dimension of the dictionary. 428 429 Some enigmatexts cannot be found with ARTFL, either 430 because the texts are not part of the database or because 431 the relevant search is not possible. For instance, any pas- 432 sage that is composed exclusively of high frequency words, 433 such as grammatical words ("de", "par", "le", etc.), is dif- 434 ficult if not impossible to find in ARTFL. Indeed ARTFL gen- 435 erally suffers from a lack of statistical and grammatical 436 treatment of its texts -- for example, one cannot use it to 437 study in any direct way the syntax of determiners or the 438 statistical distribution of a theme in a text. However, 439 these limitations are themselves pedagogically valuable in 440 that they serve as a natural transition to the more complex 441 questions of automatic treatment of text, and to the use of 442 more powerful software for linguistic and literary study: 443 automatic lemmatizers, concordances, linguistic databases, 444 etc. 445 446 In the final stages of the course, students create a 447 miniature database from Flaubert`s _Un Coeur Simple_. They 448 draw up extensive lists of expressions and phrases from the 449 novella and then search the whole database for significant 450 parallels. This very practical study of intertextuality 451 helps students to understand that beyond the simple biblio- 452 graphical attribution, the true source of the language, 453 style, and meaning of texts is found dispersed in the whole 454 455 456 457 December 2, 1992 458 459 460 461 462 463 - 8 - 464 465 466 of literature itself -- in a very real sense Flaubert did 467 not write "Un coeur simple", rather French literature did. 468 ARTFL is perhaps the only reference tool that gives direct 469 access to that elusive, polycephalic author, French literary 470 history. 471 472 Bill Winder 473 University of British Columbia 474 475 476 Being Proper: ARTFL in Undergraduate 477 Teaching Wellesley College. 478 479 Students in an undergraduate seminar on "Politeness and 480 Proper Names" have used the ARTFL database for their papers. 481 One student studied the use of "tu" and "vous" in Balzac's 482 _Euge'nie Grandet_, noting for example Grandet's switch from 483 "tu" to "vous" when he felt emotionally distanced from his 484 wife or from Euge'nie. Another student looked at the use of 485 titles of address in Balzac's _Pe`re Goriot_, examining in 486 particular the use of "Mademoiselle" and "Madame" and, for 487 instance, the logic of variations between "Victorine," 488 "Mademoiselle Taillefer," and "Mademoiselle Victorine." 489 490 One student looked at Simenon's _Les vacances de 491 Maigret_, also studying the rare cases of "tutoiement" and 492 also the use of the article with a given name as in "la 493 Popine" vs. "Popine." 494 495 Points of convergence between Simenon and Balzac were 496 easy to investigate thanks to the ease of ARTFL searches: we 497 checked the now odd use of "Mme + Patronym" as in "Mme 498 Maigret" said by husband to wife and found it, for instance, 499 in Balzac's _Euge'nie Grandet_. 500 501 A study of naming in Jules Verne's _Ile myste'rieuse_ 502 was particularly interesting in several ways. We looked at 503 the use of "Monsieur" with a given name for men [cf. Balzac 504 above for women] as in "Monsieur Cyrus" vs. "Monsieur 505 Smith." We also discussed the usual use of the full name by 506 the narrator -- "Cyrus Smith," a way of naming also used by 507 Victor Hugo in _Les Miserables_ where Hugo always says "Jean 508 Valjean" (never "Jean" or "Valjean") In addition, KWIC lists 509 of names enabled us to study the order of mention of names 510 of the members of that small, strongly hierarchical social 511 group. 512 513 Many of the points discussed by the students were first 514 discussed in my 1989 article in _Le francais moderne_ ("Les 515 appellatifs dans le discours"). But, at the time, I did not 516 have access to the ARTFL database. Particularly in the last 517 case mentioned -- that of the order of mention of characters 518 -- having access to complete lists enabled the student who 519 studied the issue to significantly refine my initial 520 521 522 523 December 2, 1992 524 525 526 527 528 529 - 9 - 530 531 532 hypotheses. 533 534 Michel Grimaud 535 Wellesley College 536 537 538 The Nitty Gritty: ARTFL in the Introduction 539 to Literary Studies at UCLA. 540 541 The introductory course in literary studies, French 542 201: Literary Research and Composition, which is required 543 for all graduate students in the French Department at UCLA, 544 includes some information concerning the role and use of 545 computers in their graduate work. A certain number of these 546 uses begin as soon as the students realize that the catalo- 547 gue of the University's principal library is computerized, 548 as well as some ten years of the MLA Bibliography. 549 550 As far as ARTFL is concerned, the first "theoretical" 551 introduction is done in class: a description of the holdings 552 on the database, ways of accessing it (by modem, MOPS, or 553 "direct" connection), available resources (limiting the 554 corpus to areas of interest, breadths and limits of 555 searches, combinations of successive searches, etc.), possi- 556 ble uses (statistical, thematic, historical (first use of a 557 word), linguistic, phonetics and rhyme schemes, etc). 558 559 For those who have never used a computer before, there 560 is also the need to overcome intimidation and the numerous 561 unexpected difficulties raised by the initial encounter with 562 computer technology. After the first overview, the class 563 meets in a room equipped with a terminal that provides 564 access to UCLA's electronic mail and Bitnet via modem and 565 cable. (The Department does not yet have direct access to 566 Chicago.) The demonstration consists in part of an intro- 567 duction to communication programs compatible with our elec- 568 tronic service with modem access to Chicago. The use of the 569 database then happens "live", via modem, as does the stu- 570 dents' training in the use of Philologic. This is in fact 571 the only way for the class to see the program work and to 572 follow the advances, the experiments or the errors in the 573 research itself. 574 575 For their private research, the students are encouraged 576 to use MOPS which makes use of electronic mail. 577 578 Once these steps have been accomplished, access to 579 ARTFL is left relatively open: only the students who want to 580 use it or whose written course work might require it are 581 truly encouraged to use ARTFL for this introductory class. 582 French 201 offers essentially a series of introductions to 583 the different resources available to students for their 584 short term and long term research. The goal is mostly to 585 make them conscious that these resources exist, with the 586 587 588 589 December 2, 1992 590 591 592 593 594 595 - 10 - 596 597 598 hope that they will know how to use them when the time 599 comes. 600 601 For this first course, the numerous practical, adminis- 602 trative and theoretical steps seem to be enough to wear out 603 the curiosity and the patience of most of the students who 604 have never before used a computer. It is important to bear 605 in mind that this first step, though still not very 606 advanced, is crucial, and that we must not hurry things too 607 much. 608 609 Jean-Claude Carron 610 UCLA 611 612 613 ARTFL at the MLA 614 615 Mark Olsen, Assistant Director of ARTFL, will be at the 616 Modern Language Association. He will be acting as a respon- 617 dant for two sessions entitled "Signs, Symbols, Discourses: 618 A New Direction for Computer-Aided Literature Studies". The 619 sessions will be offered on Tuesday, December 29, (1:45- 620 3:00, Morgan Suite A&B, New York Hilton) and Wednesday, 621 December 30, (3:30-4:45, Riverside Ballroom, Sheraton New 622 York). 623 624 Mark will be happy to give ARTFL demonstrations by 625 appointment. Anyone interested in an ARTFL demonstration 626 should contact Mark to make an appointment either at the 627 conference or by e-mail to: 628 mark@gide.uchicago.edu, 629 or by phone at: 312-702-8687. 630 631 632 Morphological Analysis of the ARTFL database 633 634 We are pleased to announce that ARTFL now supports lim- 635 ited use of the INFL Morphological Analyzer under an agree- 636 ment with its developers at the Xerox Palo Alto Research 637 Center (PARC). The INFL Analyzer is a context-free system 638 which identifies many aspects of every word in a sentence, 639 including the tense, gender, part of speech, and other data. 640 The current implementation, which is not part of the Philo- 641 Logic access program, permits the user to search for a word 642 or pattern in a single text, generating a full morphological 643 analysis for every sentence in which the target word is 644 found. The INFL Analyzer will be discussed in further 645 detail in the Spring 1993 _Newsletter_. Please contact 646 ARTFL for further information concerning the use of INFL. 647 648 649 Current Subscriber List for ARTFL 650 651 We are pleased to announce that as of November, 1992, 652 653 654 655 December 2, 1992 656 657 658 659 660 661 - 11 - 662 663 664 thirty-five institutions are currently active participants 665 in ARTFL. These institutions are: 666 667 Bryn Mawr College 668 Carleton University 669 City University of New York 670 Columbia University 671 Cornell University 672 Dartmouth College 673 Duke University 674 Emory University 675 Gettysburg College 676 Harvard University 677 Indiana University 678 Johns Hopkins University 679 Kent State University 680 Louisiana State University 681 Memorial University 682 New York University 683 Princeton University 684 Rutgers University 685 Stanford University 686 State University of New York - Albany 687 State University of New York - Binghampton 688 State University of New York - Buffalo 689 Swarthmore College 690 Universite' de Montre'al 691 Universite' du Que'bec a` Montre'al 692 University of Alberta 693 University of British Columbia 694 University of California - Los Angeles 695 University of Illinois - Urbana-Champaign 696 University of Iowa 697 University of Manitoba 698 University of Michigan 699 University of Ottawa 700 University of Rochester 701 University of South Carolina 702 University of Southern California 703 University of Toronto 704 University of Virginia 705 University of Waterloo 706 Vassar College 707 Wellesley College 708 Yale University 709 Yeshiva University 710 711 712 713 ARTFL Project 714 Department of Romance Languages and Literatures 715 1050 East 59th Street 716 University of Chicago 717 Chicago, IL 60637 718 719 720 721 December 2, 1992 722 723 724 725 726 727 - 12 - 728 729 730 (312) 702-8488 731 artfl@artfl.uchicago.edu 732 733 734 735 736 737 738 739 740 741 742 743 744 745 746 747 748 749 750 751 752 753 754 755 756 757 758 759 760 761 762 763 764 765 766 767 768 769 770 771 772 773 774 775 776 777 778 779 780 781 782 783 784 785 786 787 December 2, 1992 788 789 790 791 <ONLINE MODERN HISTORY REVIEW> This document was reprinted without modification.